Nexus Risk & Compliance GmbH: Where Regulatory Precision Meets Digital Innovation.
Providing institutional-grade oversight and next-generation RegTech solutions for the Swiss Asset Management industry. Led by a CAIA and Charterholder and CFA Level III candidate with a track record with major asset managers institutions.
Core Expertise
I. Investment Compliance Oversight
Strategic Advisory: Design and implementation of 1st and 2nd-line controls across traditional and alternative portfolios.
Regulatory Frameworks: Deep expertise in UCITS, KKV, BVV2, SFDR, MAR, and AIFMD.
Global Reporting: Expert management of SEC filings (13F/13D/G/13H) and global shareholding disclosures.
II. Platform Integration & Rule Engineering
System Mastery: Expert-level configuration of Aladdin, Charles River, MIG21, Xentis, and Sentinel.
Mass Migration: Successfully delivered the integration of 1,200+ funds and mandates during the Credit Suisse/UBS merger.
-
Rule Coding: Experience in writing and testing over 8,000+ complex prospectus and IMA rules.III. RegTech & AI Transformation
Automated Solutions: Deployment of AI-driven prospectus parsers using Python and LLMs, achieving 92% auto-coding efficiency.
Data Science: Leveraging Python (pandas, scikit) to translate complex regulatory requirements into high-performance monitoring tools.Efficiency: Reducing manual turnarounds from 0.5 days to 6 minutes through intelligent automation.
3. The "Why Nexus" Section (Key Figures)
10+ Years of front-to-back experience in Zurich and Luxembourg financial hubs.
CHF 100bn+ AUM under real-time oversight with a 100% clean trade rate (zero active breaches)
Zero Regulatory Findings: Proven track record with FINMA and global regulators through robust market-abuse controls
4. About the Founder
"Founded by Sebastien Paciocco, Nexus Risk & Compliance GmbH was established to bridge the gap between rigorous regulatory oversight and modern technical execution. Most recently, I co-led the 2nd-line business risk integration for the UBS/Credit Suisse merger, securing the alignment of complex compliance engines. My mission is to provide resilient, scalable, and technology-forward risk management for top-tier asset managers."
5. Technical Toolkit
Platforms: Aladdin | Charles River | MIG21 | Xentis | Sentinel | Bloomberg | SWIFT. Certifications: CAIA Charterholder | CFA Level III Candidate (2026) | Certificate in Investment Mgmt & ML (Python).