Institutional Services: From Transformation to Operational Excellence.
Orchestrating Seamless Investment Compliance Migrations
Consolidation and system upgrades are high-stakes moments for any asset manager. We specialize in bridging the gap between legacy operations and future-state technology. By translating complex prospectus rules into precise system logic, we ensure your transition is risk-free and fully validated
Continuous Operational Oversight
Market Abuse Regulation (MAR)
Best Execution & Performance
Global Disclosure Management
Proactive monitoring of trading activities to ensure full alignment with MAR and Swiss Insider Trading regulations. We implement automated alerts that distinguish between normal market volatility and high-risk patterns.
Bridging the gap between front-office performance and compliance mandates. We provide slippage analysis and best-execution reporting that stands up to the most rigorous institutional audits
Specialized reporting for global positions. From US SEC filings (13F/SHO) to European short-selling disclosures, we manage the technical data extraction and filing logic for cross-border compliance
UCITS • AIFMD • FIDLEG • MiFID II • BVV2 Compliance
Why Nexus? We translate legal complexity into system logic.
Most consultants tell you what the rules are. We build the systems that enforce them. By combining the precision of a CFA®/CAIA® mindset with technical OMS expertise, Nexus Risk & Compliance GmbH provides the missing link in your operational architecture.